MetLife Securities, Affiliates Fined $1.2M; Investigation Of Broker...
MetLife Securities and three affiliates – New England Securities Corp., Walnut Street Securities, and Tower Square Securities – are facing a fine of $1.2 million by the Financial Industry Regulatory...
View ArticleRetained Asset Accounts: Buyer Beware?
Retained asset accounts are facing growing scrutiny, with regulators calling into question the disclosure policies of insurance companies that market and sell the products to clients. In July, New...
View ArticleMetLife Variable Annuities
FINRA has notified MetLife that it is recommending disciplinary action due to its sales of variable annuities. FINRA’s concerns include misrepresentations, unsuitable investments, and supervision in...
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